EQS-PVR: Commerzbank Aktiengesellschaft: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
EQS-PVR: Commerzbank Aktiengesellschaft: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
EQS Voting Rights Announcement: Commerzbank Aktiengesellschaft
Commerzbank Aktiengesellschaft: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
28.10.2024 / 11:15 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name:
Commerzbank Aktiengesellschaft
Street:
Kaiserstraße 16
Postal code:
60311
City:
Frankfurt am Main Germany
Legal Entity Identifier (LEI):
851WYGNLUQLFZBSYGB56
2. Reason for notification
Acquisition/disposal of shares with voting rights
X
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Natural person (first name, surname): David Elliott Shaw Date of birth: 29 March 1951
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
18 Oct 2024
6. Total positions
% of voting rights attached to shares (total of 7.a.)
% of voting rights through instruments (total of 7.b.1 + 7.b.2)
Total of both in % (7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New
0.00 %
5.04 %
5.04 %
1184669009
Previous notification
n/a %
n/a %
n/a %
/
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN
Absolute
In %
Direct (Sec. 33 WpHG)
Indirect (Sec. 34 WpHG)
Direct (Sec. 33 WpHG)
Indirect (Sec. 34 WpHG)
DE000CBK1001
0
0
0.00 %
0.00 %
Total
0
0.00 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Voting rights absolute
Voting rights in %
American Call Option
20/12/2024
29/04/2024 – 20/12/2024
300000
0.03 %
American Call Option
20/12/2024
11/10/2024 – 20/12/2024
400000
0.03 %
American Call Option
20/12/2024
12/09/2024 – 20/12/2024
600000
0.05 %
European Call FLEX Option
01/04/2026
01/04/2026
3350000
0.28 %
European Call FLEX Option
08/04/2026
08/04/2026
3350000
0.28 %
European Call FLEX Option
15/04/2026
15/04/2026
3350000
0.28 %
European Call FLEX Option
22/04/2026
22/04/2026
3350000
0.28 %
European Call FLEX Option
29/04/2026
29/04/2026
3350000
0.28 %
European Call FLEX Option
06/05/2026
06/05/2026
3350000
0.28 %
European Call FLEX Option
13/05/2026
13/05/2026
3350000
0.28 %
European Call FLEX Option
20/05/2026
20/05/2026
3350000
0.28 %
European Call FLEX Option
01/04/2026
01/04/2026
3350000
0.28 %
European Call FLEX Option
08/04/2026
08/04/2026
3350000
0.28 %
European Call FLEX Option
15/04/2026
15/04/2026
3350000
0.28 %
European Call FLEX Option
22/04/2026 22/04/2026
22/04/2026 22/04/2026
3350000
0.28 %
European Call FLEX Option
29/04/2026
29/04/2026
3350000
0.28 %
European Call FLEX Option
06/05/2026
06/05/2026
3350000
0.28 %
European Call FLEX Option
13/05/2026
13/05/2026
3350000
0.28 %
European Call FLEX Option
20/05/2026
20/05/2026
3350000
0.28 %
Total
54900000
4.63 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Cash or physical settlement
Voting rights absolute
Voting rights in %
Equity Swap
29/08/2025
n/a
Cash
1863
0 %
Equity Swap
15/12/2025
n/a
Cash
1291437
0.11 %
Equity Swap
15/01/2026
n/a
Cash
425966
0.04 %
Equity Swap
07/04/2026
n/a
Cash
328818
0.03 %
Equity Swap
05/04/2027
n/a
Cash
7207
0 %
Equity Swap
07/09/2029
n/a
Cash
2745084
0.23 %
Equity Swap
03/10/2029
n/a
Cash
93
0 %
Total
4800468
0.41 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name
% of voting rights (if at least 3% or more)
% of voting rights through instruments (if at least 5% or more)
Total of both (if at least 5% or more)
David Elliot Shaw
%
%
%
D. E. Shaw & Co., Inc.
%
%
%
D. E. Shaw & Co., L.P.
%
5.04 %
5.04 %
D. E. Shaw Investment Management, L.L.C.
%
%
%
-
%
%
%
David Elliot Shaw
%
%
%
D. E. Shaw & Co., Inc.
%
%
%
D. E. Shaw & Co., L.P.
%
5.04 %
5.04 %
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights
Proportion of instruments
Total of both
%
%
%
10. Other explanatory remarks:
Date
24 Oct 2024
28.10.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
